IIA IIA-CFSA-BANK : Certified Financial Services Auditor - Banking

IIA-CFSA-BANK real exams

Exam Code: IIA-CFSA-BANK

Exam Name: Certified Financial Services Auditor - Banking

Updated: Oct 13, 2026

Q & A: 0 Questions and Answers

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Regulatory Environment15%- Banking regulations and compliance
  • 1. Regulatory agencies and oversight
    • 2. Consumer protection regulations
      • 3. Anti-money laundering requirements
        • 4. Capital adequacy and risk management requirements
          Topic 2: Banking Discipline20%- Banking-specific knowledge
          • 1. Asset and liability management
            • 2. Interest rate risk
              • 3. Capital management
                • 4. Bank governance and regulatory expectations
                  • 5. Credit risk management
                    • 6. Liquidity risk
                      Topic 3: Financial Services Auditing25%- Risk assessment and audit planning
                      • 1. Audit engagement planning
                        • 2. Internal control evaluation
                          • 3. Financial services risk identification
                            Topic 4: Auditing Financial Services Products25%- Banking products and services
                            • 1. Commercial lending
                              • 2. Retail banking
                                • 3. Treasury and cash management
                                  • 4. Investment and trust services
                                    Topic 5: Auditing Financial Services Processes15%- Operational auditing
                                    • 1. Information systems and technology controls
                                      • 2. Deposit operations
                                        • 3. Loan processing
                                          • 4. Fraud prevention and detection

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